-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PEIX1U3P2QdgD90GLLOQaflKueNR5rI/ISsS+iV+UcVnqSok2h/cRq75MhHWa5rX YalewIp31n06LhYkAYGgYg== 0001193125-06-215454.txt : 20061026 0001193125-06-215454.hdr.sgml : 20061026 20061026104320 ACCESSION NUMBER: 0001193125-06-215454 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061026 DATE AS OF CHANGE: 20061026 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYDROFLO INC CENTRAL INDEX KEY: 0001107809 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 562171767 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79068 FILM NUMBER: 061164610 BUSINESS ADDRESS: STREET 1: 3721 JUNCTION BLVD CITY: RALEIGH STATE: NC ZIP: 27603 BUSINESS PHONE: 9197729925 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UTEK CORP CENTRAL INDEX KEY: 0001098482 IRS NUMBER: 563603677 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2109 PALM AVENUE CITY: TAMPA STATE: FL ZIP: 33605 BUSINESS PHONE: 8137544330 MAIL ADDRESS: STREET 1: 2109 PALM AVENUE CITY: TAMPA STATE: FL ZIP: 33605 SC 13G/A 1 dsc13ga.htm AMENDMENT #1 Amendment #1

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

(Amendment No. 1)

 

Under the Securities Exchange Act of 1934

 

 

 

 

HYDROFLO, INC.

(Name of Issuer)

 

 

COMMON STOCK

(Title of Class of Securities)

 

 

448871 10 3

(CUSIP Number)

 

 

MARCH 2006

(Date of Event Which Requires Filing of this Schedule)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP NO. 448871 10 3    13G    Page 2 of 4

 

  1)  

NAMES OF REPORTING PERSONS

UTEK Corporation

 

IRS IDENTIFICATION NO:

59-3603677

    
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

    
  3)  

SEC Use Only

 

    
  4)  

Citizenship or Place of Organization

 

DELAWARE

    

 

Number of  

Shares  

Beneficially  

Owned by  

Each  

Reporting  

Person  

With  

 

  

  (5)    Sole Voting Power

 

         1,243,573

 

  (6)    Shared Voting Power

 

         0

 

  (7)    Sole Dispositive Power

 

         1,243,573

 

  (8)    Shared Dispositive Power

 

         0

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,243,573

    
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

(See Instructions)

 

 

    
11)  

Percent of Class Represented by Amount in Row (9)

 

3.0%1

    
12)  

Type of Reporting Person (See Instructions)

 

CO

    

 

1 Based on the number of outstanding shares of common stock of HydroFlo, Inc. disclosed in the HydroFlo, Inc. Form 10-K for the fiscal year ended June 30, 2005, and held by UTEK Corporation as of March 29, 2006

CUSIP NO. 448871 10 3    13G    Page 3 of 4

 

Item 1(a). Name of Issuer:

HYDROFLO, INC.

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

2501 Reliance Ave., Apex, NC 27539

 

Item 2(a). Name of Person Filing:

UTEK Corporation

 

Item 2(b). Address of Principal Business Office or, if none, Residence:

2109 Palm Avenue

Tampa, FL 33605

 

Item 2(c). Citizenship:

DELAWARE

 

Item 2(d). Title of Class of Securities:

Common Stock

 

Item 2(e). CUSIP Number:

448871 10 3

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the filing person is a:

 

(a)

    ¨    Broker or Dealer registered under Section 15 of the Exchange Act;

(b)

    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;

(c)

    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act;

(d)

    ¨    Investment company registered under Section 8 of the Investment Company Act;

(e)

    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)

    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

CUSIP NO. 448871 10 3    13G    Page 4 of 4

 

Item 4. Ownership:

With respect to the beneficial ownership of shares of common stock of Hydroflo, Inc. by UTEK Corporation, see Items 5 through 8 of the cover pages to this Schedule 13G, which are incorporated herein by reference.

 

Item 5. Ownership of Five Percent or Less of a Class:

If this statement is filed to report that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

Not applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

Not applicable

 

Item 8. Identification and Classification of Members of the Group:

Not applicable

 

Item 9. Notice of Dissolution of Group:

Not applicable

 

Item 10. Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 25, 2006

 

UTEK CORPORATION
/s/ Carole R. Wright
Carole R. Wright
Chief Financial Officer
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